Records Management For The Financial Services Industry

Regulation, risk and compliance is at the heart of the financial services industry

Data protection, information security and long-term digital preservation are all important challenges for the financial services sector. From ensuring the EU General Data Protection Regulation is complied with to making sure company information is secure against external parties – these are issues which whole departments are now preoccupied with. However, we can help.

We guide companies from the financial services sector to tackle information management difficulties, and have done so for over 30 years. We help to design systems and processes that make working life and information more manageable. Our main aim is to ensure these companies meet regulatory obligations, however we also look for other benefits including:

  • Reducing unnecessary processes
  • Finding cost reductions 
  • Enabling quick retrieval of relevant information

We work with our clients to ensure that their retention policies are compliant, and help shape various processes to support the whole organisation. With international relationships we can help drive standard processes.